Tag: MiFID II
Born launches new solution for buy-side MiFID II surveillance & reporting
Born Technology has launched a unified tool for MiFID II surveillance, reporting and data management.
Close Brothers picks Red Deer for MiFID II compliance
Close Brothers Asset Management has selected Red Deer’s Research Management solution to improve its MiFID II processes.
NorthRow to verify international users for UK Open Banking
NorthRow has been chosen by the UK’s Open Banking Implementation Entity (OBIE) to verify its international users.
Solgari launches GDPR & MiFID II compliant SMS service
Solgari, a cloud communications service provider, has launched a GDPR & MiFID II compliant SMS service.
European clients tap BearingPoint software for MiFID II/MiFIR reports
BearingPoint has announced that a host of its clients have been successfully delivering their MiFID II/MiFIR reports with the ABACUS/Transactions solution.
Verint launches new automated compliance capabilities
Verint has launched new automated verification and capture capabilities that address compliance challenges associated with customer and employee engagement.
blanco raises €2m in funding from Volta, KBC
blanco, a technology developer for asset managers, has raised €2m in its latest equity round.
Liberum using TeleWare’s tech for record keeping requirements
Liberum Capital is using TeleWare’s mobile communications recording technology to ensure teams across the bank are compliant with MiFID II.
SmartStream RDU and APAs launch Si Registry for MiFID II
The SmartStream Reference Data Utility (RDU) has launched a Systematic Internaliser (SI) Registry to fill an important gap in the MiFID II regulatory framework.
NICE enhances its solution to help firms comply with MiFID II
NICE, a provider of cloud and on-premises enterprise software solutions, has enhanced its markets surveillance solution to help firms comply with MiFID II.
