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everyoneINVESTED obtains ISAE 3402 certification as ESG MiFID II update launches
everyoneINVESTED has obtained an ISAE 3402 Type I certification for its sustainability module from Deloitte, as MiFID II’s update launches.
How wealth managers can prepare for MiFID II ESG update
With the ESG-focused principles of MiFID II regulation coming into force, wealth management firms need to be prepared for its impact and how they can future-proof their investment processes.
ESMA issues consultation on MIFID II suitability guidelines
The European Securities and Markets Authority (ESMA) has issued a consultation on aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).
ESMA urges European Commission to move to next phase for certain...
The European Securities and Markets Authority (ESMA) has encouraged the European Commission to move to stage three for the transparency requirements under MiFID II/MiFIR.
ESMA releases final MiFID II and MIFIR market data obligations report
The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.
Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches
The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.
FCA updates its handbook for a post-Brexit UK market
The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.
SteelEye picked by Schroders to aid MiFIR compliance
Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.
ESMA calls for evidence on review of equity legislation
The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.
How Muinmos makes it easier for businesses to stay abreast of...
Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.