Tags MiFID II

Tag: MiFID II

ESMA urges European Commission to move to next phase for certain...

The European Securities and Markets Authority (ESMA) has encouraged the European Commission to move to stage three for the transparency requirements under MiFID II/MiFIR.

ESMA releases final MiFID II and MIFIR market data obligations report

The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.

Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches

The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.

FCA updates its handbook for a post-Brexit UK market

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

SteelEye picked by Schroders to aid MiFIR compliance

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

How Muinmos makes it easier for businesses to stay abreast of...

Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.

SteelEye to support Ardent Financial with compliance

Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.

ESMA updates it Q&A on transparency issues under MiFID II and...

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

How are AML procedures in financial institutions being impacted by the...

With the chaos the coronavirus has put the world in, it’s easy for certain things to slip under the radar, the problem is these can be just as damaging to the business as the pandemic.
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