Tag: MiFID II
ABN AMRO picks UnaVista to meet SFTR needs
Dutch bank ABN AMRO has chosen UnaVista to support its SFTR trade reporting and MiFID II transaction reporting processes.
Red Deer deploys MiFID II compliance tools to wealth management firm
MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.
Stardog collects $9m to support product launches
Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.
ESMA releases updated equity and equity-like instrument calculations
The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments.
How MiFID II is already saving investors millions
The UK's Financial Conduct Authority (FCA) has published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) has improved asset managers’ accountability over costs, saving investors millions.
How AI and deep learning can support unified communication compliance
Numerous regulations around the world are requiring firms to track their communication methods and have easy access to the necessary information.
ESMA updates its set of double volume cap under MiFID II
The European Securities and Markets Authority (ESMA) has updated its set of double volume cap (DVC) data under the MiFID II regulation.
MirrorWeb – MiFID II: A Checklist for Electronic Communications
Website and social media communication archiving platform MirrorWeb has created a guide for MiFID II’s electronic communication requirements.
Cappitech partners with IHS Markit to help companies with SFTR compliance
Regulatory reporting startup Cappitech will be integrate its solution into IHS Markit in new deal to support Securities Financing Transactions Regulation (SFTR) compliance.
ESMA supports MiFID II with updated results of annual calculations for...
The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.
