Home Tags MiFID II
Tag: MiFID II
SteelEye to support Ardent Financial with compliance
Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.
ESMA updates it Q&A on transparency issues under MiFID II and...
The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
How are AML procedures in financial institutions being impacted by the...
With the chaos the coronavirus has put the world in, it’s easy for certain things to slip under the radar, the problem is these can be just as damaging to the business as the pandemic.
ESMA seeks feedback on changes to MiFID II and MiFIR
The European Securities and Markets Authority (ESMA) has launched a consultation on new reporting requirements from third-country firms to ESMA.
Mitratech acquires ClusterSeven so it can offer an end-to-end data privacy...
The legal and compliance software builder has acquired ClusterSeven so it can offer an end-to-end solution suite for easing data privacy and information governance efforts.
Red Deer teams up with Cappitech to improve MiFID II compliance
Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.
ESMA releases MiFID II calander for 2020
The European Securities and Markets Authority (ESMA) has released its 2020 calendar of MiFID II and MiFIR relevant publications.
Regulators are still lenient with MiFID II – Cappitech claims
Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.
ESMA makes further updates to MiFID II and MiFIR Q&A
The European Securities and Markets Authority (ESMA) has updated its Q&A page for the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR).
Why Theta Lake believes AI is critical for the evolution of...
Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake