Tag: USA
The SEC signs amendment to bring “much-needed transparency and accountability to...
US markets regulator Securities and Exchange Commission (SEC) has amended the national market system plan governing the consolidated audit trail, the so-called CAT NMS Plan, to make it more transparent and to boost accountability.
Ascent unveils new automated regulatory monitoring tools to boost businesses’ compliance...
Having been named one of the most innovative RegTech companies in the world by taking a place on the coveted RegTech100 2020 list, Ascent is now revealing a new solution to improve business compliance.
North Capital is enabling PPP loan applications for companies looking to...
Tech and brokerage service provider North Capital believes its financial crime-prevention systems will be perfect for the banks who can process Paycheck Protection Program (PPP) loan applications via its systems.
Minuteman Security Technologies buys Norris for an undisclosed sum of money
Massachusetts-based cybersecurity company Minuteman Security Technologies has expanded its reach by acquiring Norris, an integrator.
Fifth Third Bank fights back against CFPB’s allegations that it had...
There seems to be a legal battle brewing between the US government and a Cincinnati-based bank.
Global money laundry fines totalled $8.14bn in 2019
The number of money laundering fines around the world doubled in 2019, according to new research from Encompass, the RegTech startup.
