Tag: MiFID II

The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments.

The UK's Financial Conduct Authority (FCA) has published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) has improved asset managers’ accountability over costs, saving investors millions.

Numerous regulations around the world are requiring firms to track their communication methods and have easy access to the necessary information.

The European Securities and Markets Authority (ESMA) has updated its set of double volume cap (DVC) data under the MiFID II regulation.

Website and social media communication archiving platform MirrorWeb has created a guide for MiFID II’s electronic communication requirements.

Regulatory reporting startup Cappitech will be integrate its solution into IHS Markit in new deal to support Securities Financing Transactions Regulation (SFTR) compliance.

The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.

Text IQ, an AI solution for identifying sensitive data, has collected $12.6m in its Series A funding round.

Communication monitoring and compliance platform Theta Lake has offered its five-step guide for financial services looking to improve their compliance with recordings.

The European Securities and Markets Authority (ESMA) has updated its questions and answers on the implementation of investor protection topics under MiFID II and MiFIR.