Tag: Compliance

Eventus Systems, a provider of multi-asset class trade surveillance and market risk solutions, has deployed its solution on OSL Digital Securities’ platform, as part of a new deal.

The European Banking Authority (EBA) updates its Implementing Technical Standards (ITS) with new internal approaches to benchmarking.

Data and analytics software company Quantexa doubled its revenues during fiscal year 2020, with 67% coming from new client wins.

Regulatory processes are constantly changing, whether its new data being requested or updated risk factors and form requirements. Compliance teams need to be able to keep up with the fast paced changes.

Compliance technology provider ThetaRay has launched SONAR, a financial crime prevention solution for cross-border payments.

Collaboration security and compliance company Theta Lake has received compliance recording certification from Microsoft Teams.

Libryo, which helps companies understand the laws in their local jurisdictions, has closed a £1.35m funding round.

Bank of America has reportedly agreed to pay $75m in the settlement of a lawsuit, which accuses the bank of extracting overdraft fees it didn’t earn from customers with savings and checking accounts.

Having raised its largest round of funding yet amidst the pandemic, TAINA is now ramping up its international expansion plans.

The new Marketing Rule went effective on May 4 2021, beginning an 18-month transition period for companies.