Tag: Compliance

Chainalysis, a blockchain data platform, has closed its Series E round on $100m to bring its valuation to $4.2bn, just months after it was valued at $2bn in its Series D.

The European Securities and Markets Authority (ESMA) has released technical advice to the European Commission on the supervisory fees charged to credit rating agencies (CRAs).

Security and compliance platform Drata has netted $25m in its Series A round, which was led by GGV Capital.

RegTech company Palturai has closed a €4m Series A funding round as the company continues its growth efforts of the past year, which included new offices in Austria and the US.

A study by LexisNexis Risk Solutions has found anti-money laundering (AML) compliance is costing UK financial institutions £28.7bn and will raise to £30bn by 2023.

FinTech Global has launched a new RegTech Professional Certificate to provide essential training to finance professionals and graduates alike looking to enter the financial services industry.

Australian compliance software specialist Castlepoint Systems has completed a $3m Series A funding round led by Main Sequence.

Zeidler Group, a technology-driven law firm, has named former Goldman Sachs managing director Thilo Zeidler as its new CFO and product owner of various data products.

Trade surveillance is reliant on processing masses of data and preparing for the unpredictable. This is a tall order for companies, but technology solutions like AI and machine learning can help transform a company’s approach to make it more manageable.

Eventus Systems, a provider of multi-asset class trade surveillance and market risk solutions, has deployed its solution on OSL Digital Securities’ platform, as part of a new deal.