Tags Compliance

Tag: Compliance

RegTech pioneer GSS secures $47m in transformative Series A2 funding

Global Screening Services (GSS), a forefront runner in the RegTech industry, has successfully completed its Series A2 funding round, securing over $47m (£37m).

Theta Lake breaks new ground in unified compliance coverage with latest...

Theta Lake, a pioneer in Digital Communications Governance (DCG) & Compliance, has announced a host of new product innovations which are designed to address...

How KYC and AML innovations are shaping the future of FinTech

On 14 March 2023, FullCircl led a significant assembly of the UK's premier financial crime and compliance authorities to impart crucial insights and strategies in anti-money laundering (AML), compliance, and anti-fraud that are setting financial institutions (FIs) apart in the competitive arena.

Navigating KYB checks: The gateway to business transparency and trust

In today's digital era, where business transactions and partnerships extend beyond borders, the importance of conducting due diligence cannot be overstated. FullCircl, a Customer Lifecycle...

Navigating the maze of policy management in finance: A technological compass

The importance of robust, clear, and compliant policies and procedures cannot be overstated in the dynamic realm of financial services. These fundamental elements empower firms to align their operations with strategic goals, adhere to regulatory mandates, and cultivate a culture rooted in accountability and transparency.

How the latest AML/CFT proposals will reshape investment advisory

The world of finance is on the brink of a significant transformation, especially for investment advisors in the United States. On February 15th, 2024, a pivotal announcement was made by the Financial Crimes Enforcement Network (FinCEN) that is set to redefine the landscape of anti-money laundering (AML) and counter-financing of terrorism (CFT) compliance.
Greg Watson, CEO of Napier AI, outlines the company's plans following £45m investment

Greg Watson, CEO of Napier AI, outlines the company’s plans following...

Following the close of a £45m capital injection, London-based RegTech Napier AI has its eyes set on helping firms get ready for the future of compliance.

How KYC Portal CLM is revolutionising risk management

In the intricate world of corporate risk management, navigating the global regulatory maze is a formidable challenge for financial institutions and businesses. The concept...

The future of financial compliance: Digital transformation and the impact of...

In the rapidly evolving world of financial services, compliance and market dynamics are undergoing significant transformations, driven by macro trends that are reshaping the...

Navigating the complexities of EMIR REFIT reporting: A cost-benefit analysis

In the ever-evolving landscape of financial regulations, staying compliant is more critical than ever. The European Market Infrastructure Regulation (EMIR) and its forthcoming amendments,...

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