Tags UBS

Tag: UBS

EU slaps £319m fine on UBS, Nomura and UniCredit for bond...

The EU’s antitrust office has fined UBS Group, Nomura Holdings and UniCredit £319m for participating in a European Government Bonds (EGB) trading cartel.

Biometrics to add $5bn in revenue to banks by 2026

Fingerprint sensor technology could end up adding $5bn in biometric payments to banks around the world's revenues by 2026, according to UBS.

24 FinTech investment rounds from the last week that could tell...

As Covid-19 continues to wreak havoc in the global economy, FinTech companies have continued to raise capital. Here's what the rounds from the past seven days tell us.

Hong Kong’s markets watchdog has lifted UBS’ ban on leading IPOs

The Securities and Futures Commission (SFC) of Hong Kong has lifted the ban on UBS to support initial public offerings (IPOs).

Singapore regulator slams UBS with $11.2m fine for “unacceptable” deceptive behaviour

UBS has landed it legal hot waters in Singapore after its employees overcharged and failed to be transparent to clients.

UBS fined $51m by Hong Kong regulator for overcharging

Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.

What are financial institutions looking for in RegTech

RegTechs cannot succeed if they only offer technology and no content to supplement it, according to Maria Leistner group managing director and general counsel global wealth management at UBS.

Kaizen Reporting expands to cover MiFIR trade reporting

RegTech 100 company Kaizen Reporting has expanded its assurance solution ReportShield to cover MiFIR trade reporting.

Banks adopt Droit’s MiFID II trade compliance engine

Six major global banks have adopted Droit Financial Technologies’ fully-digitized MiFID II trade compliance engine.

Visible Alpha lands investment from HSBC

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.


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