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Tag: UBS

Financial AI trailblazer Auquan bags $3.5m led by Neotribe Ventures

Auquan, an AI trailblazer in the financial sector, has recently revealed that it successfully closed a seed funding round amounting to $3.5m.

Asia witnesses its first tokenised security via Bank of China’s BOCI

Bank of China's investment division, BOCI, has taken a significant stride in the FinTech realm by launching the first-ever tokenised security in APAC.

Compliance intelligent decision-making tool Droit nabs $23m

Droit, a RegTech company providing companies with intelligent decision-making tools for compliance, has raised $23m in its Series B round.

UBS links with Regula to automate onboarding

UBS has partnered with identity verification and forensic solutions developer Regula to create a ‘new experience’ for opening accounts and accessing banking products.

Data collection RegTech Armalytix nets $1m

Armalytix, which streamlines data collection and intelligence for AML checks, has reportedly raised $1m in funding.

UBS issued $500,000 fine from CFTC

The Commodity Futures Trading Commission (CFTC) has issued a $500,000 fine to UBS for alleged violations of audio recording regulations.

EU slaps £319m fine on UBS, Nomura and UniCredit for bond...

The EU’s antitrust office has fined UBS Group, Nomura Holdings and UniCredit £319m for participating in a European Government Bonds (EGB) trading cartel.

Biometrics to add $5bn in revenue to banks by 2026

Fingerprint sensor technology could end up adding $5bn in biometric payments to banks around the world's revenues by 2026, according to UBS.

24 FinTech investment rounds from the last week that could tell...

As Covid-19 continues to wreak havoc in the global economy, FinTech companies have continued to raise capital. Here's what the rounds from the past seven days tell us.

Hong Kong’s markets watchdog has lifted UBS’ ban on leading IPOs

The Securities and Futures Commission (SFC) of Hong Kong has lifted the ban on UBS to support initial public offerings (IPOs).

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