Tag: trading
IIROC and Nasdaq release improved surveillance technology for Canadian trading market
The Investment Industry Regulatory Organization of Canada (IIROC) and Nasdaq have released an improved surveillance technology.
FCA, ASIC sign two MoUs to support collaboration post-Brexit
The UK’s Financial Conduct Authority (FCA) has signed two Memoranda of Understandings (MoU) with the Australian Securities and Investments Commission (ASIC) to ensure continued interactions following Brexit.
World Federation of Exchanges welcomes FATF’s virtual asset service provider recommendations
The World Federation of Exchanges (WFE) has welcomed the recommendations from the Financial Action Task Force (FATF) on mitigating risks associated with virtual asset service providers.
MiFID II compliance solution Open Gamma raises $10m funding
Derivative trading analytics platform Open Gamma has raised $10m in a funding round led by FinTech and B2B software-focused investors Dawn Capital.
Solidus Labs, OAX Foundation partner to support digital asset trading governance
Trade surveillance platform Solidus Labs has formed a strategic partnership with OAX Foundation to bring ‘digital asset trading into the mainstream.’
GoSecurity teams with Blockpass to implement KYC checks
Security token offering provider GoSecurity has partnered with Blockpass for KYC and identity verification services at customer onboarding stages.
Kaizen Reporting expands to cover MiFIR trade reporting
RegTech 100 company Kaizen Reporting has expanded its assurance solution ReportShield to cover MiFIR trade reporting.
RegTech 100 company Cloud9 raises $14m in Series B
RegTech 100 company Cloud9 Technologies, a financial communications provider, has raised $14m in its Series B investment round.
Abel Noser buys Zeno to expand compliance and regulatory reporting services
Abel Noser, a provider of trade analytics and compliance solutions, has bolstered its offering with the purchase of Zeno Consulting.
GLMX collects $20m to address efficiency and reporting concerns
GLMX, a technology solution for the trading of repurchase agreements, has landed $20m in growth equity funding.
