Tag: Salesforce

In a significant move underscoring the persistent focus on regulatory compliance within the financial sector, the Securities and Exchange Commission (SEC) has once again made headlines by imposing fines on another 16 firms.

In the fast-paced world of data protection and privacy, 2024 marks a significant year with its own set of challenges and opportunities. Theta Lake, a provider of digital communications governance technology, has offered a comprehensive list of the top data protection strategies, focusing on how Theta Lake is pioneering in this space.

Salesforce, the renowned cloud-based software company, has made a significant move by appointing Brad Arkin as its new Chief Trust Officer.

2023 was a pivotal year in digital communications governance. In the US, regulatory bodies imposed hundreds of millions in fines, extending their reach from banks to broker-dealers, investment advisers, and credit rating agencies. Similar actions were observed in the UK, with regulatory bodies sanctioning banks and fining firms for non-compliance in trading communications.

The wave of recordkeeping enforcement actions in the finance sector has now expanded to brokers, investment advisers, and credit rating agencies. Leading this charge...

Theta Lake recently revealed it was continuing its support for the Salesforce Chatter platform which aids with compliance support. 

Wiz, an Israel-based could infrastructure protection company, has reportedly raised a fresh $120m, just months after bagging $130m in its Series B.

The SmartStream Reference Data Utility (RDU) was founded with Tier 1 partner banks to help them improve operational control, cut cost and comply accurately with the regulators. In a short space of time, the company has already onboarded an extensive list of clients for its reference data services, but it plans to go one step further by extending its offering with an instantly deployable suite of APIs.

Ketch officially comes out of stealth with a $23m Series A funding round with the aim to automate data compliance for businesses. The round included...

Data discovery and data intelligence platform BigID has surpassed the $1bn valuation mark after the close of a $70m funding round.