Tag: MiFID II
Red Deer to support Engadine with its MiFID II compliance
Red Deer has deployed its research management solution to Engadine Partners to support its MiFID II compliance processes.
SteelEye launches communications and trade surveillance
Compliance and data analytics company SteelEye has launched its holistic communications and trade surveillance solution.
Unmonitored video communication is a growing ‘blind spot’ and firms shouldn’t...
Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder and CEO Devin Redmond.
Growing RegTech software business cleversoft gets Main Capital backing
German RegTech software provider cleversoft has picked up investment from Dutch private equity investor Main Capital.
Münchener Hypothekenbank partners with Finastra for MiFID II compliance
Germany-based bank Münchener Hypothekenbank has partnered with Finastra to help it meet the transparency requirements of MiFID II.
ESMA releases all offical EU language translations of MiFID II guidelines
The European Securities and Markets Authority (ESMA) has released the official translations for its MiFID II suitability requirements.
AxiomSL expands presence in Germany with SKS
AxiomSL, a provider of regulatory reporting and risk management solutions, has bolstered its presence in Germany by partnering with SKS Unternehmensberatung.
Financial services need to be made more aware of what RegTech...
RegTech can bring huge benefits, however; the industry needs to be made more aware of what’s on offer, according to an Intermediary Director at a leading asset manager.
Verint Systems expands Financial Compliance Partner Program
Verint Systems has expanded its Financial Compliance Partner Program, an ecosystem which helps organisations turn regulatory burden into strategic advantage.
Verint upgrades financial compliance solutions
Verint Systems has revamped its financial compliance solutions for financial services organisations.