Tag: Financial Conduct Authority
FCA suggests new support to help borrowers affected by Covid-19
The Financial Conduct Authority (FCA) has announced more ways to support borrowers affected by the pandemic.
FCA fines Asia Research and Capital Management £873,118 over transparency failures
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management (ARCM) £873,118 over transparency failures.
FCA warns banks against being sloppy when surveilling remote workers
A Financial Conduct Authority executive has warned banks against becoming lenient in how they surveil employees during Covid-19.
FCA bans two Vanguard Wealth Management directors
The Financial Conduct Authority has banned two Vanguard Wealth Management directors from performing regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status.
The FCA warns customers who’ve invested in German Property Group to...
The German Property Group has entered preliminary bankruptcy proceedings, which has caused the top UK financial watchdog to warn customers that they better snap into action.
The FCA bans the sale of certain cryptocurrencies like bitcoin
The Financial Conduct Authority (FCA) has banned the sale of derivatives and exchange traded notes that reference certain types of cryptocurrencies like bicoin, ripple and ether to retail consumers.
Rich people neobank Monument receives restricted banking licence in the UK
The challenger bank for the wealthy Monument has received an authorisation with restriction banking licence from the Prudential Regulation Authority and the Financial Conduct Authority 18 months after its launch.
Money laundering fugitive Richard Baldwin ordered to return £1.6m or face...
The Financial Conduct Authority has secured an order against money laundering fugitive Richard Baldwin that would force him to either pay £1.6m or face another eight years in prison.
FCA responds to ESMA assessment of financial trade reporting post-Brexit
The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.
Christopher Woolard to step down as FCA interim chief executive
Having served as interim chief executive for six months, Christopher Woolard will leave the Financial Conduct Authority (FCA) on October 1.
