Tag: Financial Conduct Authority

The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management (ARCM) £873,118 over transparency failures.

A Financial Conduct Authority executive has warned banks against becoming lenient in how they surveil employees during Covid-19.

The Financial Conduct Authority has banned two Vanguard Wealth Management directors from performing regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status.

The German Property Group has entered preliminary bankruptcy proceedings, which has caused the top UK financial watchdog to warn customers that they better snap into action.

The Financial Conduct Authority (FCA) has banned the sale of derivatives and exchange traded notes that reference certain types of cryptocurrencies like bicoin, ripple and ether to retail consumers.

The challenger bank for the wealthy Monument has received an authorisation with restriction banking licence from the Prudential Regulation Authority and the Financial Conduct Authority 18 months after its launch.

The Financial Conduct Authority has secured an order against money laundering fugitive Richard Baldwin that would force him to either pay £1.6m or face another eight years in prison.

The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.

Having served as interim chief executive for six months, Christopher Woolard will leave the Financial Conduct Authority (FCA) on October 1.

The top UK financial markets watchdog has called for experts' insights into how to best regulate the consumer investment market.