Advisory & Brokerage

Advisory & Brokerage

Top ten trends in wealth management in 2021 to look out for

As 2021 is kicking off, there are several trends in wealth management to look out for.

Three ways technology has proven essential for client management during Covid-19

The coronavirus crisis has made it near impossible to meet new clients face to face, which is why technology is playing an increasingly important role in the process of managing customer relationships.

Latin America and teen-focused FinTech services are coming of age as the industry closes...

Last week’s 32 FinTech rounds highlight how Latin America is exploding with new activity, how open banking has nudged closer to being fully adopted across Europe and the rising popularity of teen-focused ventures.

What will Brexit mean for UK FinTech and RegTech?

The UK is home to one of the world's most thriving FinTech and RegTech communities, but Brexit has raised concerns about whether the future of the ecosystem is at risk.

The FCA calls for insights on how to best regulate the consumer investment market

The top UK financial markets watchdog has called for experts' insights into how to best regulate the consumer investment market.

SEC opens up private capital market for more people

The US Securities and Exchange Commission (SEC) has voted to amend its definition of accredited investors, meaning more people will soon be eligible to enter the private capital market.

Why FinTech companies can’t rest on their laurels despite being ideally placed to weather...

From: FinTech Global While many FinTech firms could be ideally placed to leverage the coronavirus to their advantage, they still have much to do to...

How RegTech has increased the need for CTOs among asset management services

As more financial services companies turn to RegTech to ensure they meet their compliance targets, the need for tech professionals to supervise it is skyrocketing.

RIMES launches compliance solution for asset managers

As the regulations around asset management increasingly become more complicated, RIMES has unveiled a way to cut through the complexities.

The coronavirus represents a “return to chaos” that could benefit FinTech and RegTech companies

From: FinTech Global COVID-19 has plunged financial markets into chaos, but the pandemic also represents both challenges and opportunities for FinTech and RegTech companies as...
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