Tag: FCA
Ascent, FCA collaborate to componentise the FCA Handbook
Ascent RegTech has formalised a collaboration with the Financial Conduct Authority to componentise the FCA Handbook.
How working with regulators has helped Santander fill the advice gap...
Working with the FCA was crucial in establishing the Digital Investment Adviser, according to Santander UK head of compliance Joel Viney in a research interview with RegTech Analyst.
Theta Lake joins the RingCentral Connect Platform Partner Program
Theta Lake, a provider compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform Partner Program.
Banking automation platform UiPath reels in $225m
UiPath, a robotic process automation software developer, has raised $225m in its Series C, valuing the company at $3bn.
FCA warns of financial crime risks post-Brexit
The financial conduct authority has warned that the UK will be unable to manage the risk of financial crime under a no-deal Brexit.
How to navigate competing regulations: unintended consequences of GDPR
GDPR and MiFID II can create a tension between retention and protection requirements around communications with clients and customers.
FCA aims to strengthen e-money regulations
The Financial Conduct Authority has set its sights on tightening up regulation of the e-money sector.
Zopa welcomes FCA’s proposed rule changes for P2P lending
FCA’s new proposals for peer-to-peer (P2P) lending platforms are a ‘positive step’ according to Zopa’s CEO.
RegTechs can’t go it alone, there’s no individual solution for compliance
No individual RegTech has the complete answer to achieving compliance, there needs to be an ecosystem which brings different providers together, according to EY partner Mike Zehetmayr.
BC Partners recaps GRC software provider Navex
BC Partners has agreed to recapitalise Navex Global, a provider of governance, risk management and compliance software.
