Tag: FCA
FCA implements new cash access rules to support 3m cash users
In an effort to ensure sustained access to cash, the FCA has introduced a set of new regulations aimed at banks and building societies.
PSR and FCA explore the impact of digital wallets on UK...
The Payments Systems Regulator (PSR) and the Financial Conduct Authority (FCA) have jointly initiated a call for information to assess the rapidly growing influence...
eflow Global launches enhanced eComms Surveillance tool
With regulatory fines for inadequate eComms surveillance soaring in 2024, eflow Global has introduced an upgraded version of its AI-driven platform, TZEC.
FCA keeps trading apps under review over gaming concerns
The FCA has published findings from a study which indicates the use of digital engagement practices (DEPs) by trading apps can influence user behaviour,...
PIMFA advocates for delay in SDR rules due to implementation challenges
The trade association for wealth management, investment services, and financial advice, PIMFA, has urged the Financial Conduct Authority (FCA) to postpone the introduction of Sustainability Disclosure Requirements (SDR) for portfolio management by a year.
The impact of compliance technology on small FinTech firms
In the fast-evolving world of financial services, firms of every size face significant hurdles in maintaining compliance and managing potential risks.
FCA’s Market Watch 79 highlights data and algorithmic issues in surveillance
The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined...
How Napier AI leads the charge in compliance-first transaction monitoring
The financial sector, including banks, payment firms, FinTechs, and wealth and asset managers, faces significant challenges in interpreting regulatory guidance and converting it into...
FCA finalises sustainability disclosure rules to tackle greenwashing
The UK Financial Conduct Authority (FCA) has published a policy statement confirming the final rules under the Sustainability Disclosure Requirements (SDR) and investment labels...
Navigating FCA’s CP24/2 Consultation: Implications for financial compliance and transparency
In February 2024, the Financial Conduct Authority (FCA) initiated a pivotal consultation titled 'CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new...
