Tags FCA

Tag: FCA

eflow Global launches enhanced eComms Surveillance tool

With regulatory fines for inadequate eComms surveillance soaring in 2024, eflow Global has introduced an upgraded version of its AI-driven platform, TZEC.

FCA keeps trading apps under review over gaming concerns

The FCA has published findings from a study which indicates the use of digital engagement practices (DEPs) by trading apps can influence user behaviour,...

PIMFA advocates for delay in SDR rules due to implementation challenges

The trade association for wealth management, investment services, and financial advice, PIMFA, has urged the Financial Conduct Authority (FCA) to postpone the introduction of Sustainability Disclosure Requirements (SDR) for portfolio management by a year. 

The impact of compliance technology on small FinTech firms

In the fast-evolving world of financial services, firms of every size face significant hurdles in maintaining compliance and managing potential risks.

FCA’s Market Watch 79 highlights data and algorithmic issues in surveillance

The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined...

How Napier AI leads the charge in compliance-first transaction monitoring

The financial sector, including banks, payment firms, FinTechs, and wealth and asset managers, faces significant challenges in interpreting regulatory guidance and converting it into...

FCA finalises sustainability disclosure rules to tackle greenwashing

The UK Financial Conduct Authority (FCA) has published a policy statement confirming the final rules under the Sustainability Disclosure Requirements (SDR) and investment labels...

Navigating FCA’s CP24/2 Consultation: Implications for financial compliance and transparency

In February 2024, the Financial Conduct Authority (FCA) initiated a pivotal consultation titled 'CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new...

FCA sets new standards with anti-greenwashing rules

The Financial Conduct Authority (FCA) is enhancing its support for the FinTech industry by confirming new anti-greenwashing guidance ahead of its enforcement starting 31 May.

A closer look at EMIR Refit and LEI reporting obligations for...

From the 24th April 2024, the financial markets will experience a significant shift with the application of the revised EMIR Refit (regulatory fitness and performance programme) rules, an integral component of the European Commission's “Better Regulation” agenda.

Download the FREE RegTech100 report

FREE

Download the RegTech100 report for 2023 with details on each solution

50,000+ RegTech leaders get exclusive industry stories delivered every week