Tags Commodity Futures Trading Commission (CFTC)

Tag: Commodity Futures Trading Commission (CFTC)

CFTC slaps Citibank with $1m fine for violating swap dealer regulation

The Commodity Futures Trading Commission (CFTC) has imposed a $1m fine on Citibank and Citigroup Global Markets for failing to comply with certain swap dealer requirements.

Forex trader ordered by federal court to pay more than $595,000...

The U.S. District Court for the Southern District of New York has ordered Amada Capital Management and its owner to pay more than $595,000 for forex solicitation fraud and misappropriation

CFTC introduces temporary no-action relief to help firms deal with COVID-19...

As the US markets spiral further downwards as a consequence of the coronavirus outbreak, the Commodity Futures Trading Commission (CFTC) has taken measures to insulate traders from the impact.

How the coronavirus has affected the RegTech industry

The coronavirus has forced the global economy to grind into a halt. While the RegTech industry is not left unscathed, there are opportunities for those that look.

The risks and opportunities facing FinTechs forced to let staff work...

The COVID-19 outbreak has forced many FinTechs to have their staff work from home. However, what should these companies consider when encouraging remote working?

CFTC warns against coronavirus-related fraud

The Commodity Futures Trading Commission (CFTC) has warned the public to be on alert for frauds seeking to profit from recent market volatility related...

CFTC cancels open meeting due to coronavirus scares

The American Commodity Futures Trading Commission has cancelled an open meeting due to take place on March 19 in response to recently issued guidance from the Office of Management and Budget and the President’s emergency declaration regarding COVID-19.

CFTC approves Small Exchange as new futures exchange for individual traders

The US regulator the Commodity Futures Trading Commission (CFTC) has approved the Small Exchange as a contract market exchange.

Foreign exchange firm owner charged with fraud and misappropriation

A man operating out of a California and Tennessee-based company has been accused of wire fraud, fraud and misappropriation.

CFTC charges foreign exchange firm with fraud in a bitcoin-linked Ponzi...

A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).

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