Tag: ASIC

Australian regulator ASIC has issued a stark warning to organisations to ramp up their cyber security measures.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

Legislation concerning the Financial Accountability Regime (FAR) has received the nod of approval from both Houses of the Australian Parliament. This milestone move in 2023 lays the groundwork for a stringent accountability structure, targeting directors and top-tier executives of financial institutions across banking, insurance, and superannuation sectors.

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

AxiomSL, a provider of regulatory reporting and risk management solutions, has bolstered its presence in Germany by partnering with SKS Unternehmensberatung.

The Australian Securities and Investments Commission (ASIC) has cancelled the AFS license of Direct FX Trading.

The Australian Securities and Investments Commission (ASIC) said it is aiming to tackle fraud in the initial coin offering (ICO) market.

Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.

China and Australia's regulators have agreed a partnership to share information on FinTech developments and RegTech insights.