Tag: Wells Fargo
NatWest restricts staff from using WhatsApp and Messenger on company devices
NatWest Group has taken a firm step in tightening its internal communication protocols by blocking popular messaging services WhatsApp, Facebook Messenger, and Skype on company devices across the UK.
Regulatory penalties for global financial institutions see sharp decline in H1...
Regulatory fines slapped on global financial institutions saw a staggering 88% dip in H1 2023 compared to the same period last year. This significant decline was unveiled in a report from Fenergo, the top-tier provider of digital solutions in client lifecycle management (CLM).
RegTech100 company Theta Lake joins Wells Fargo’s latest accelerator programme
RegTech100 company Theta Lake has joined Wells Fargo Startup Accelerator to help its innovation and growth efforts.
11 women changing the US RegTech industry you need to know...
The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?
RegTech scaleup Ascent has bagged $19.3m in a new Series B...
Ascent, the enterprise using tech to boost compliance, has just announced a $19.3m funding round led by Drive Capital, the venture capital firm that has previously invested in InsurTech company Root Insurance among other businesses.
H20.ai receives $72.5m Series D to support global sales and marketing
H2O.ai, an AI and machine learning developer, has received $72.5m in its Series D round to support its global marketing and sales efforts.
Ascent, Motiv accepted onto the Wells Fargo Accelerator
Ascent RegTech, a compliance automation platform, has joined the Wells Fargo Startup Accelerator, alongside Motiv, a connected wearable device developer.
Wells Fargo ordered to implement compliance risk management program
The Office of the Comptroller of the Currency (OCC) has ordered Wells Fargo Bank to develop and implement an effective enterprise-wide compliance risk management program.
FollowAnalytics prepares for GDPR with new CEO
FollowAnalytics, a provider of mobile marketing automation and GDPR compliance, has added Pascal Laik as CEO and to the board of directors.
He brings decades...
Banks invest $38m in Visible Alpha to combat MiFID II challenges
Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has closed a $38m funding round.