Tags Wealth management

Tag: Wealth management

How FNZ is improving the foundations of a three lines of...

It is no secret that regulators around the world are becoming increasingly tougher on financial services companies. There is an unrelenting level of regulation being drafted and fines are hitting eyewatering sums. A report from Finbold pegged fines for non-compliance with AML, KYC and data privacy regulations at a total of €12bn in 2020.

How wealth managers can prepare for MiFID II ESG update

With the ESG-focused principles of MiFID II regulation coming into force, wealth management firms need to be prepared for its impact and how they can future-proof their investment processes.

How onboarding is hindering client experience

A recent blogpost by MyDocSafe has detailed how the onboarding process within wealth management is impacting the client experience through its complexity.

Docupace partners with WalkMe to improve onboarding efficiency

Docupace, a front and back-office automation solution, has partnered with WalkMe to offer broker-dealers and advisors better tools to implement Docupace services.

Refinitiv to release its KYC services into the wealth management...

Financial market data platform Refinitiv has expanded its financial crime solution tool suite into the wealth management and retail banking space.

Avaloq launches suite of PSD2 tools

Avaloq, a digital banking and wealth management software developer, has launched a suite of dedicated PSD2 solutions to help financial institutions capitalise on open banking.

State Street acquires investment management software builder Charles River

State Street Corporation has acquired investment management software developer Charles River Development for an undisclosed amount. Through the acquisition, Charles River’s front and middle office...

Hatton buys Quantvex for post-DOL Fiduciary Rule environment

Hatton Consulting has purchased Quantvex, a venture-backed technology startup focused on digital engagement for the wealth management industry.

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