Tag: U.S. Commodity Futures Trading Commission (CFTC)
11 women changing the US RegTech industry you need to know...
The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?
US regulator awards whistleblower $1m for exposing scheme that violated commodities...
The U.S. Commodity Futures Trading Commission (CFTC) has emphasised the need for whistleblowers to step forward with a new reward.
US authority accuses French banker of deceiving bond issuer on behalf...
A trader at a global investment bank is accused of deceitfully manipulating a deal between a bond issuer and the investment bank he was working at.
CFTC charges two men for fraud and for violating commodity pool...
Two men may have to pay a $2.3m fine from the U.S. Commodity Futures Trading Commission (CFTC), which is accusing them of fraud and for violating registration and commodity pool operator requirements.
CFTC charges New York man accused of misappropriating futures and forex...
Eyal Alper from New York has been charged with fraud and for allegedly misappropriating funds.
Phy Capital Investment CEO slammed with $17.2m fine after committing commodities...
Fabio Bretas de Freitas, CEO of Phy Capital Investments, the investment management firm, has been ordered to pay up $17.2m for essentially running a Ponzi scheme.
CFTC accuses Nevada entrepreneur of running a $11m cryptocurrency Ponzi scheme
A top US regulator is accusing the Circle Society and its owner David Gilbert Saffron of fraudulent solicitation, misappropriation and registration violations.
