Tag: transaction reporting
Firms are getting transaction reporting wrong, Novatus Advisory offers the solution...
Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.
Mastering transaction reporting: Reducing risks and achieving compliance
Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.
FCA fines Goldman Sachs £34.4m for transaction reporting failures
The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.
Linedata partners with UnaVista to address MiFID II obligations
Linedata has partnered with London Stock Exchange Group's UnaVista to effectively address MiFID II transaction reporting obligations.
Headquartered in Paris, Linedata provides solutions and outsourcing...
