Tag: trading

WealthArc, a major player in the WealthTech industry, has recently highlighted key components of the Financial Services Act (FinSA) or FIDLEG compliance and how its platform aids companies to meet the Swiss Financial Market Supervisory Authority's (FINMA) expectations.

Delta Capita, a global capital markets consulting, managed services, and technology provider, has partnered with Reg X Innovations, a regulatory technology start-up, to launch a new platform that helps clients prepare for the European Market Infrastructure Regulation (EMIR) Refit regulations.

Obligate, which offers blockchain-based regulated debt securities, has reportedly raised $4m in a seed extension.

The UK’s Financial Conduct Authority (FCA) will change the amount of shares an issuer is required to have in public hands from 25% to 10%.

A study by the Bank for International Settlements (BIS) has discovered the introduction of central bank digital currencies (CBDCs) may lead to greater foreign exchange controls.

InsurTech and banking company VERMEG has launched Colline.Cloud aimed at aiding smaller buy and sell-side firms just as trade regulations are about to get tighter.

Derivative Path, a capital markets FinTech platform, has secured $35m in a growth equity funding, which was supplied by FTV Capital.

Stock-trading company Robinhood has reportedly stopped its bank charter application with the US Office of the Comptroller of the Currency.

Tokeny Solutions, a compliant tokenisation platform, has received a €5m investment from pan-European exchange Euronext.

Financial services-focused investment major Lovell Minnick has picked up a minority stake in foreign exchange trading software and tech supplier oneZero.