Tag: SFC
SFC and ICMA collaboration paves the way for global ESG ratings...
The HK SFC is sponsoring the International Capital Market Association (ICMA) to form a dedicated working group on ESG.
SFC unveils consultation on visual asset trading platform regulation
The Securities and Futures Commission (SFC) of Hong Kong has launched a consultation on the proposed requirements for operators of virtual asset trading platforms.
UBS fined $51m by Hong Kong regulator for overcharging
Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.
Reg-Room provides content to BWise’s new regulatory solution
Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.
