Tag: Regulation

The Malta Financial Services Authority (MFSA) has published its three-year strategic plan, highlighting priority on financial innovation and technology.

ActiveViam, a data analytics solution for the finance and retail markets, has closed an undisclosed investment from Guidepost Growth Equity.

The biggest barrier to UK financial institutions developing new digital products, services and operations is regulatory compliance risk, according to a study from FIS.

The UK’s Financial Conduct Authority (FCA) has released the new rules for the peer-to-peer sector, in a bid to better protect investors without hindering the ecosystem.

Medicare Secondary Payer compliance solutions provider Franco Signor, has secured an investment from US buyout house BV Investment Partners.

A centralised database for suspicious transactions would be the best way to help financial institutions improve the fight against money laundering and fraud, according to Pedro Pinto Coelho, CEO at Banco BNI Europa.

The Financial Conduct Authority has issued its second largest financial penalty ever for AML controls failings, after fining Standard Chartered Bank £102.2m for breaches in two areas of the business.

Tookitaki, a RegTech startup which aims to help financial institutions develop sustainable compliance programmes, has raised $7.5m through a venture capital-backed Series A round.

Solidus Labs, a machine learning-powered trade surveillance platform, has secured $3m in its seed round of funding.

Tusk Ventures is out raising $70m for its second venture capital fund focused on tech start-ups in the regulated industries.