Tags Regulation

Tag: Regulation

The PRA underlines 2022 supervisory priorities for international banks in the...

The Prudential Regulatory Authority (PRA) has set out in a Dear CEO letter its supervisory priorities for international banks active in the UK for 2022.

New EU legislation set to provide more independence to national regulators

The European Commission has proposed legislative changes that would ensure national regulators have a more independent role in their supervision of the financial industry.

Banks believe London will remain global financial center despite Brexit

A recent Lloyds Bank survey has found that banks believe London will maintain its leading global financial center status despite the regulatory uncertainty posed by Brexit.

FCA concerned insurers unprepared for governance regulation

The UK’s Financial Conduct Authority worries many insurance firms are not prepared for upcoming product governance regulation changes.

SEBI looks to ease regulatory compliance burden with debt securities merger

The Securities and Exchange Board of India (SEBI) has merged its rules for debt securities into a single regulation to ease the regulatory compliance burden on organisations.

SEC chair highlights US cryptocurrency regulation shortfalls

The Securities and Exchange Commission (SEC) chair has outlined gaps in US regulation of cryptocurrencies that could cause investor risk and financial crime concerns.

Cognitive View considers funding for its global expansion

Founded in 2018, the Australian firm Cognitive View analyses customer communication data to identify conduct-related risk. The company – led by CEO Dilip Mohapatra – have had a busy last year, despite the challenges brought about by the pandemic. So what is next for the company?

ESMA slaps €408,000 penalty on derivatives firm due to EMIR data...

The European Securities and Markets Authority (ESMA) has fined DTCC Derivatives Repository for seven breaches of the European Market Infrastructure Regulation (EMIR).

OneSpan whitepaper details possibilities of eIDAS regulation for e-signatures

OneSpan has published a whitepaper that details how the eIDAS Regulation offers a range of possibilities for electronic signatures in the European Union.

HKMA unveils new guide to aid banks with RegTech solution implementation

The Hong Kong Monetary Authority (HKMA) has introduced a Regtech Adoption Practice Guide that aims to offer banks with guidance on how to implement RegTech solutions.
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