Tag: Regulation

Quality assurance (QA) is an important process for financial services. It ensures products and services are compliant and that they meet customer demands. Aveni, a UK-based RegTech platform, has set out to debunk eight assumptions around QA within financial services.

ESG is making an increasingly bigger influence in the financial markets. With this, the regulatory landscape is getting more complex, and firms are having to navigate a variety of legislative requirements.

New rules set by the Payment Systems Regulator (PSR) will require UK banks to provide transparent data on how they are protecting customers from push payment fraud.

Regnology, a RegTech company exclusively focused on regulatory reporting, has acquired Belgian RegTech company b.fine.

Over a third (38%) of firms have limited knowledge of the FCA’s new Consumer Duty, with many turning to technology and data to solve their woes.

Automated regulatory intelligence (ARI) platform CUBE has received an investment from strategic growth investment firm Bregal Milestone.

The US Federal Reserve Board has issued the final guidelines that establish a transparent, risk-based and consistent set of factors for Reserve Banks to use when reviewing requests to access Federal Reserve accounts and payment services.

Fortress Blockchain Technologies has closed its seed round on $22.5m, which was led by Ayon Capital.

Theta Lake, a communication compliance and security solution developer, has teamed up with fellow communication security solution Movius to help companies improve compliance with collaboration tools.

The crypto industry has been on a white-knuckle rollercoaster over the last few years. Establishing a market presence back in 2013, the price of Bitcoin rose from just over $10,000 in 2017 to over $61,000 in October 2021. However, the market is now experiencing a bust. Was a failure to regulation to blame?