Tag: Novatus
Communications compliance in 2023: the challenges and the possibilities
In a time where more and more transactions and general interactions are taking place digitally, the importance of ensuring compliance in communications has risen...
Navigating the Consumer Duty: FCA insights into Fair Value Frameworks
The Financial Conduct Authority (FCA) has disclosed its findings from a review of 14 fair value frameworks ahead of the Consumer Duty implementation in less than three months. RegTech platform Novatus Advisory has reviewed this and outlined the key takeaways for firms.
Novatus Advisory launches research study into SFDR implementation
Novatus Advisory has recently launched a study investigating the implementation of the SFDR within asset managers.
Is the financial industry ready for EMIR REFIT rules in 2024?
Novatus Advisory has revealed concerns about the preparedness of UK businesses for the upcoming EMIR REFIT rules in 2024.
