Tag: MirrorWeb
Publishing assessment of value statements is bound to become a headache...
UK authorities are enforcing stricter reporting rules for the asset management industry. But navigating the regulations can be tricky.
FINRA lists MirrorWeb on its compliance vendor directory
MirrorWeb, a web archiving and monitoring solution, has been listed in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Directory (CVD).
American businesses need RegTech tools as the SEC ramps up the...
The Securities and Exchange Commission (SEC) increased its activities in 2019 and market stakeholders think this is just the beginning.
Could the new leadership of the FCA mean it’s going to...
The UK’s biggest financial regulator is getting a new top dog. Industry leaders speculate that the change in leadership might mean it will review financial promotions regulations.
Three things that may change with the FCA and the Bank...
Two of the UK’s most influential authorities are looking to change how data is handled. MirrorWeb has written an article explaining what changes financial services firms can expect.
The broker-trader reporting laws are about to get a lot more...
Broker-traders and everyone associated in the business have to comply with stringent reporting requirements.
What will happen to UK FinTech after Brexit?
Britain is officially leaving the EU on January 31. The question is if the UK’s FinTech scene is ready.
How Brexit could change one of the most important laws for...
With days left until the UK officially leaves the EU, David Clee, CEO of MirrorWeb, explains how the divorce may change how British businesses operate.
What do financial firms get wrong with the Senior Managers &...
The UK rules for ensuring accountability among financial services firms are not always easy to follow.
Here’s what the RegTech industry thinks about the Australian senate’s committee...
Australia’s lawmakers have launched a select committee to see how the emerging RegTech community is doing. We checked in with industry stakeholders to see what they thought of the initiative.