Firms are getting transaction reporting wrong, Novatus Advisory offers the solution...

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

The Impact of MiCA on the EU’s Crypto Landscape

The forthcoming Markets in Crypto-Assets Regulation (MiCA) aims to standardise the regulatory landscape for crypto-assets within the European Union (EU). This is particularly significant for crypto-assets that do not currently fall under existing financial services legislation. My Compliance Office (MCO) recently explored how companies can prepare for MiCA.

Survey finds SFTR is leading to regulatory reporting consolidation

A survey conducted by IHS Markit and Pirum has found over 70% of regulatory respondents plan to consolidate their diverse reporting processes under a single platform.

MAP FinTech outlines best execution monitoring compliance importance

European RegTech leader MAP FinTech has underlined how RegTech companies can remain compliant with best execution obligations going forward.

ESMA releases final report on SME Growth Markets

The European Securities and Markets Authority (ESMA) has released the final report on the functioning of the regime for SME Growth Markets as part of MiFID/MiFIR.

Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches

The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.

How is GDPR impacting insurance firms and what are they doing...

GDPR has not just been burdensome on financial services, but offered new opportunities, whether it’s getting firms to actually understand their data or even improving existing regulations, according to a panel at the Global InsurTech Summit 2019.

FCA fines Goldman Sachs £34.4m for transaction reporting failures

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.

VTFinTech partners with Alphametry for new MiFID II solution

VTFinTech has partnered with research portal Alphametry to launch its MiFID compliant research evaluation services.

Invest Banca implements Cabel and Oracle’s Open Banking platform

Invest Banca has become the first Italian bank to implement Oracle Flexcube, helping it keep pace with banking regulations. Cabel, an IT service provider...

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