Tag: MiFID II

Schroders has taken a minority stake in Qwil Messenger, a cloud native chat platform that connects clients and employees of multiple firms and their brands.

Red Box has partnered with Cloud9’s cloud-based trader voice communications platform to launch a new compliance solution.

Reviewing and supervising call recordings using Theta Lake Compliance AI with RingCentral.

Flow Traders has deployed Corvil’s Intelligence Hub to streamline compliance with Order to Transaction Ratio (OTR) requirements.

Theta Lake, a provider compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform Partner Program.

Cappitech, a provider of regulatory reporting and intelligence technology, has partnered with fellow RegTech Trax to streamline their MiFID II transaction reporting.

Asset Control, a of provider of reliable, high-performance systems for financial data management, has launched a new market data distribution and discovery platform.

Broadridge Financial Solutions has launched a new solution to support investment firms with their MiFID II ex-post reporting.

GDPR and MiFID II can create a tension between retention and protection requirements around communications with clients and customers.

With GDPR being the most complex regulation, Chief Data Officers are planning to turn to data management and machine learning technology, according to a new survey.