Tag: MiFID II

Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.

Communication compliance solution provider Theta Lake has partnered with Red Box to help more companies detect compliance risks in audio files.

ArchiveSocial, a platform helping organisations archive social media to meet communication regulation compliance, has netted $53m in funding.

The European Securities and Markets Authority (ESMA) has made new data around bonds available through its data register to support MiFID II and MiFIR compliance.

The European Securities and Markets Authority (ESMA) has delayed the release of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.

Autonomous financial crime detection company NICE Actimize has enhanced its e-communication surveillance solution with improved machine learning, analytics and investigative tools.

Regulatory reporting and intelligence solution developer Cappitech has released its new RTS 28 Market Intelligence solution.

Derivative trading analytics platform Open Gamma has raised $10m in a funding round led by FinTech and B2B software-focused investors Dawn Capital.

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.

Regulatory reporting platform Cappitech has released its insights tool for peer review regulatory analysis.