Tag: MAR
FCA’s Market Watch 79 highlights data and algorithmic issues in surveillance
The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined...
Managing insider information: The crucial role of MAR in the digital...
The European Market Abuse Regulations (MAR) have been at the forefront of the financial regulatory landscape since July 2016. Despite its six-year presence, compliance with MAR regulations remains a consistent priority for regulators across Europe, including the UK. Regulatory enforcement continues to unveil that firms still grapple with adherence to rules governing the management of material nonpublic information (MNPI).
FCA fine Citigroup Global Markets for MAR failing
The UK’s Financial Conduct Authority (FCA) has issued a fine to Citigroup Global Markets £12m for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to the detection of market abuse.
Will the EU bring spot FX contracts into the scope of...
Foreign exchange (FX) trading is one of the largest markets in the world, but there are still gaps in regulation.
FCA updates its handbook for a post-Brexit UK market
The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.
SteelEye to support Ardent Financial with compliance
Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.
Red Deer teams up with Cappitech to improve MiFID II compliance
Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.
Shield FC updates eComms data management platform
Shield Financial Compliance has launched a new version of its electronic communications data management platform and compliance reporting suite.
AIMCo picks FactSet to manage investment risk
Alberta Investment Management Corporation (AIMCo) has selected FactSet as its investment risk management solution.
J O Hambro Capital Management picks FactSet to enhance reporting
J O Hambro Capital Management has selected FactSet as its investment risk management and reporting solution.