Tag: FSA
How AI and deep learning can support unified communication compliance
Numerous regulations around the world are requiring firms to track their communication methods and have easy access to the necessary information.
The Japanese Financial Services Agency said to receive 190 crypto exchange...
The Japanese Financial Services Agency (FSA) was reportedly handed 190 cryptocurrency exchange license applications.
Theta Lake: best practices for audio recording supervision
Audio recording is commonplace for financial institutions (FIs). This is because well established regulations concerning recording, handling, and retention have been in place for some time.
Japan’s Financial Services Agency reforms to support an evolving financial market
Japanese regulator Financial Services Agency has had an organisational reform to improve its ability to keep regulations up with innovation.
Reg-Room provides content to BWise’s new regulatory solution
Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.