Tag: FINRA
How to navigate competing regulations: unintended consequences of GDPR
GDPR and MiFID II can create a tension between retention and protection requirements around communications with clients and customers.
Investment bank expands relationship with Inforalgo
Inforalgo has expanded its relationship with a global tier 1 capital markets investment bank to include complex data integration requirements.
FINRA requests comment on FinTech Innovation
The Financial Industry Regulatory Authority(FINRA) is seeking comment on how it can support financial technology innovation in the Broker-Dealer Industry.
TITUS and Virtru partner for data protection
TITUS, a leading provider of data classification and protection solutions, has formed a partnership with Virtru to simplify data protection.
Gresham acquires payments provider B2 Group
Gresham Technologies, a financial data platform, has acquired payments provider B2 Group for an undisclosed amount.
FairWarning collects $60m to catch people stealing data
FairWarning, a Florida-based privacy and security company, has landed $60m from Mainsail Partners.
Hatton buys Quantvex for post-DOL Fiduciary Rule environment
Hatton Consulting has purchased Quantvex, a venture-backed technology startup focused on digital engagement for the wealth management industry.
Seceon launches new SIEM to automate threat detection
Seceon, which detects and eliminates cyber threats in real-time, has launched aiSIEM to simplify security information and event management (SIEM).
Shield FC updates eComms data management platform
Shield Financial Compliance has launched a new version of its electronic communications data management platform and compliance reporting suite.
