Tag: financial institutions

In a recent Conduct Risk Assessment of Telephone and Electronic Communications by the Central Bank of Ireland, significant concerns regarding communications compliance have surfaced,...

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.

Aptus.AI, a pioneering RegTech startup based in Pisa, has successfully closed a pre-Series A funding round, securing €3m.

Theta Lake's collaboration with Zoom, which started in 2018, has been pivotal in elevating compliance and security standards for Zoom’s unified communications (UC) platform.

Lynx, which focuses on detecting and preventing fraud and financial crimes, has closed its Series A funding round on €17m.

In the intricate world of finance, trade surveillance stands as a vital pillar, ensuring markets operate with integrity. In a new podcast, Martina Rejsjo,...

Protecht, a global leader in risk and resilience software, has announced its partnership with Target Group.

DataVisor, renowned as the globe's top AI-driven fraud and risk platform, has stepped into the spotlight once again.

Surecomp, a leading player in the trade finance industry, and Pelican AI, a global provider of AI-driven financial crime and compliance solutions, have announced a strategic partnership. The collaboration aims to usher in a new era in digital trade-based risk management.

Financial institutions often fall prey to money launderers who exploit these platforms to funnel, mask, transfer, and cleanse ill-gotten gains. This doesn’t just endanger...