Tag: FCA

The final deadline for compliance with the UK Financial Conduct Authority's (FCA) new Consumer Duty is swiftly approaching in July 2023. The regulatory agency has been actively providing guidance, conducting multi-firm reviews, and sharing specific industry insights in the form of Dear CEO Letters to ensure that firms are adequately prepared for the implementation.

Compliance within the financial services industry has taken a new turn as online trading and the emergence of 'finfluencers' on social media platforms have magnified the risks of market manipulation. The shift in the landscape demands greater attention to the prevention, detection, and mitigation of market abuse.

The UK government is considering backtracking on its plans to impose stricter regulations on the burgeoning buy now pay later (BNPL) industry.

In a recent post, RegTech firm Eventus outlined key reasons why practitioners must be the key drivers behind trade compliance. 

Nikhil Rathi, the FCA chief, has issued a warning to banks concerning the risks associated with AI and the menace of 'deep fake' fraud.

While the RegTech sector is fairly young compared to some of its counterparts, the industry is brimming with energy and innovation

The FCA has addressed concerns over market integrity in the SLL market, warning about potential greenwashing practices.

The Financial Conduct Authority (FCA) has recently demonstrated their commitment to holding reluctant firms accountable in a speech titled 'Doing the right thing'.

In a recent post by eFlow Global, the company took a 'deep dive' into the Financial Conduct Authority's Market Watch 73.

With the Financial Conduct Authority's (FCA's) Consumer Duty deadline just 50 days away, almost half of firms are unsure about the implementation timeline, a new Bovill survey indicates.