Tag: ESMA
ESMA releases final MiFID II and MIFIR market data obligations report
The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.
ESMA publishes call for evidence on digital finance
The European Securities and Markets Authority (ESMA) has published a call for evidence on digital finance to gather information on certain issues.
ESMA updates its Q&A on the Prospectus Regulation
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the Prospectus Regulation.
ESMA report underlines need to bolster EMIR data quality
A European Securities and Markets Authority (ESMA) report has found improvements are needed to improve European Markets Infrastructure Regulations (EMIR) data quality.
ESMA updates public register with latest double volume cap data
The European Securities and Markets Authority (ESMA) has updated the public register with the latest set of double volume cap (DVC) data under MiFID II.
ESMA releases final report on SME Growth Markets
The European Securities and Markets Authority (ESMA) has released the final report on the functioning of the regime for SME Growth Markets as part of MiFID/MiFIR.
ESMA fines Moody’s €3.7m for failing to disclose conflicts of interests
The European Securities and Markets Authority (ESMA) fined credit ratings firm Moody’s €3.7m for breaching rules including the failure to disclose conflicts of interests.
ESMA recommends two-step assessment for derogation criteria of DRSPs
The European Securities and Markets Authority (ESMA) has recommended a two-step assessment for derogation criteria of data reporting service providers (DRSPs).
ESMA issues public consultation on supervisory fees for trade repositories
The European Securities and Markets Authority has issued a public consultation on the simplification of supervisory fees for trade repositories under EMIR and SFTR.
ESMA issues statement to clarify approach to position limits for commodity...
The European Securities and Markets Authority (ESMA) has issued a statement to clarify its supervisory approach to position limits for commodity derivatives.
