Tag: ESMA
ESMA publishes report on the Common Supervisory Action
The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.
ESMA slaps Regis-TR with $186,000 fine
The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.
EU regulatory trio offers warning on crypto assets risk
The European Supervisory Authorities have sent out a warning to consumers that many crypto assets are ‘highly risky and speculative’.
ESMA seeks comments on distributed ledger technology usage
The European Securities and Markets Authority (ESMA) has asked for evidence on distributed ledger technology (DLT) and their usage.
ESMA seeks comments on EMIR clearing thresholds
The European Securities and Markets Authority (ESMA) has launched a discussion paper on EMIR clearing thresholds.
ESMA publishes paper setting out plans to change MiFID II reporting...
The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.
ESMA considers financial sustainability and stability issues in 2022 agenda launch
The European Securities and Markets Authority (ESMA) has published in 2022 Annual Work Programme to set out what it intends to work on over the next 12 months.
ESMA urges European Commission to move to next phase for certain...
The European Securities and Markets Authority (ESMA) has encouraged the European Commission to move to stage three for the transparency requirements under MiFID II/MiFIR.
ESMA slaps €408,000 penalty on derivatives firm due to EMIR data...
The European Securities and Markets Authority (ESMA) has fined DTCC Derivatives Repository for seven breaches of the European Market Infrastructure Regulation (EMIR).
ESMA proposes changes to supervisory fees
The European Securities and Markets Authority (ESMA) has released technical advice to the European Commission on the supervisory fees charged to credit rating agencies (CRAs).
