Tag: compliance solutions

As the end of the year draws near, financial firms are under the gun to complete their annual FINRA and state/jurisdiction registration renewals. With deadlines fast approaching, it's critical to have a robust framework in place for timely, cost-effective, and efficient renewals, not just for this year but for the future as well.

Flagright recently detailed how financial industry companies can manage third-party risks in compliance solutions.

Clausematch formed an alliance with RiskInk, a boutique risk management consultancy with unparalleled experience in policy drafting.

The escalating complexity and volume of financial regulations have escalated the resource demand for regulatory reporting. Banks, insurance firms, and capital market companies are under immense pressure to maintain impeccable data and reporting functions. These functions are not just critical to evade compliance issues, but also for the optimisation of processes to prevent further strains on the operational budget.

Clausematch has partnered with Solitaire Consulting, an independent management consultancy firm based in Jersey, Channel Islands.

Hawk AI has entered into a partnership with Scorechain to unveil a end-to-end transaction monitoring solution. 

Clausematch has announced its strategic partnership with Compliance Consultant, a leading expert in FCA compliance and authorisation.

Consilio, a provider of eDiscovery, document review, risk management, and legal consulting services, has bolstered its offering by buying DiscoverReady.

Fintellix, a Bangalore-based provider of compliance solutions for the banking sector, has been purchased by Verisk Analytics.