Tag: complaince
Navigating the waves of regulatory change: Insights from Aiviq’s asset management...
A pivotal discussion ensued last week as Aiviq gathered industry captains from 12 global asset management firms, encompassing Designated Persons from Irish Management Companies (ManCos), at The Westin, Dublin.
90% of financial services see rising compliance costs – SteelEye survey...
Nine in ten financial services firms have reported an increased compliance cost over the past five years, with 10% saying costs have doubled, according to research from RegTech firm SteelEye.
Compliance officers fear more time is needed to manage regulatory requirements
Most compliance offices fear there are not enough hours in the day to manage regulatory compliance, according to research from KYC Portal.
Finley secures $3m seed funding to support new product launch
Debt capital raise and management solution Finley has bagged $3m in seed funding, alongside launch of credit facility management tools.
Verint launches new automated compliance capabilities
Verint has launched new automated verification and capture capabilities that address compliance challenges associated with customer and employee engagement.
