Tags U.S. Securities and Exchange Commission

Tag: U.S. Securities and Exchange Commission

Unlocking the implications of SEC’s newly adopted cyber rules on FinTech

After over a year of deliberations, the US SEC has finally adopted the proposed rules for enhanced cyber disclosures.

Theta Lake unveils 17a-4 compliant archiving tool for collaboration platforms

Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral, Microsoft...

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