Tag: the Office of the Comptroller of the Currency
US regulators encourage institutions to be innovative with AML/BSA compliance
The Federal Reserve Board has made a joint statement with four other regulators to encourage depository institutions to explore innovative ways to meet compliance.
OCC fine Capital One $100m for AML deficiencies
The Office of the Comptroller of the Currency (OCC) has handed a $100m fine to Capital One Bank for AML deficiencies.
US regulator now accepts national bank charters from FinTechs
The Office of the Comptroller of the Currency (OCC) is now accepting applications for national bank charters from non-depository FinTech firms.
Federal Reserve asks for comment on proposed simplifying of Volcker
The Federal Reserve Board has asked for comment on a proposed rule to simplify and tailor compliance requirements relating to the Volcker rule.
