Tag: The European Securities and Markets Authority
ESMA fines Regist-TR €56,000 for failing to adhere to the European...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
ESMA releases all offical EU language translations of MiFID II guidelines
The European Securities and Markets Authority (ESMA) has released the official translations for its MiFID II suitability requirements.
ESMA to focus on the ‘effective application of MiFID II/MiFIR’
The European Securities and Markets Authority has published its Supervisory Convergence Work Programme (SCWP) for 2018.
