Tag: Senior Managers and Certification Regime
Redland chosen by Natixis Investment Managers to support SM&CR compliance
Redland, which designs compliance solutions for financial services, has been selected by Natixis Investment Managers UK to support regulatory requirement needs.
UK’s FCA extends SM&CR to FCA solo-regulated firms
The UK’s Financial Conduct Authority has extended the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms.
FCA working with HM Treasury to finalise rules on SM&CR extension
The Financial Conduct Authority is working with HM Treasury to publish its final rules on the extension to the Senior Managers and Certification Regime (SM&CR).
