Tag: SEC

With the ever-emerging organizational risks, boards are constantly on the lookout for ways to mitigate threats. These include areas like ESG, cyber resilience, human capital management, and even the personal liability of directors.

After over a year of deliberations, the US SEC has finally adopted the proposed rules for enhanced cyber disclosures.

The SEC has enforced new rules requiring registered entities to divulge significant cyber incidents and to annually disclose substantial information regarding their cybersecurity risk management, strategy, and governance.

US Republicans have unveiled a slew of proposed legislation aimed at curbing the influence of ESG initiatives on financial and capital markets.

In a recent post, RegTech firm Eventus outlined key reasons why practitioners must be the key drivers behind trade compliance. 

Position Green's Managing Director in the USA, Jason Stanley, has shed light on the intricate details of the US Securities and Exchange Commission's (SEC) newly proposed climate disclosure rule, explaining its far-reaching implications on US and foreign private issuers.

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

The SEC has proposed new requirements to a number of key industry stakeholders to address cybersecurity risks.

Gary Gensler, the chair of the US SEC, has said the SEC is considering adjusting its climate risk disclosure rules for public firms.

The US Securities and Exchange Commission (SEC) has revealed that ESG investing will be a key focus in its Division of Examinations in 2023.