Tag: SEC
Unlocking the implications of SEC’s newly adopted cyber rules on FinTech
After over a year of deliberations, the US SEC has finally adopted the proposed rules for enhanced cyber disclosures.
Push for transparency: SEC demands FinTech firms disclose cyber incidents
The SEC has enforced new rules requiring registered entities to divulge significant cyber incidents and to annually disclose substantial information regarding their cybersecurity risk management, strategy, and governance.
US Republicans on the offensive against ESG investing and reporting
US Republicans have unveiled a slew of proposed legislation aimed at curbing the influence of ESG initiatives on financial and capital markets.
Global regulators turn the heat up on trade surveillance: How can...
In a recent post, RegTech firm Eventus outlined key reasons why practitioners must be the key drivers behind trade compliance.
Unpacking the SEC climate disclosure rule: a shift towards sustainability reporting
Position Green's Managing Director in the USA, Jason Stanley, has shed light on the intricate details of the US Securities and Exchange Commission's (SEC) newly proposed climate disclosure rule, explaining its far-reaching implications on US and foreign private issuers.
Navigating market abuse enforcements: current focus and future implications
eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.
Securities and Exchange Commission proposes stronger cybersecurity rules
The SEC has proposed new requirements to a number of key industry stakeholders to address cybersecurity risks.
Gensler claims SEC considering climate disclosure rule adjustments
Gary Gensler, the chair of the US SEC, has said the SEC is considering adjusting its climate risk disclosure rules for public firms.
SEC set to examine ESG investing as a priority focus
The US Securities and Exchange Commission (SEC) has revealed that ESG investing will be a key focus in its Division of Examinations in 2023.
SEC slaps Nexo with $45m fine
The Securities and Exchange Commission has charged Nexo with failing to register the offer and sale of its retail crypro asset product the Earn Interest Product.
