Tag: SEC 17a-4
Overcoming SMS compliance hurdles with 1Global and Theta Lake integration
In the current digital age, SMS has become a vital communication tool, especially within the financial services sector where the need for timely and secure messaging is paramount. Yet, the regulatory framework that governs SMS communications is both complex and stringent.
Enhance voice compliance in FinTech with Theta Lake and Webex Calling
In today's fast-paced digital landscape, financial services organisations face the dual challenge of maintaining regulatory compliance while ensuring efficient communication. The integration of Theta...
How AI and deep learning can support unified communication compliance
Numerous regulations around the world are requiring firms to track their communication methods and have easy access to the necessary information.
